SEC Charges Crypto-Focused Advisory Firm Galois Capital for Custody Failures
- Written by Newsfile
Washington, D.C.--(Newsfile Corp. - September 3, 2024) - The Securities and Exchange Commission today announced settled charges against Florida-based Galois Capital Management LLC, a former registered investment adviser for a private fund that primarily invested in crypto assets, for failing to comply with requirements related to the safeguarding...
Read more: SEC Charges Crypto-Focused Advisory Firm Galois Capital for Custody Failures